Violation code395.11

§395.11

HOS supporting documents missing

49 CFR §395.11

At a glance

Severity
1
OOS eligible
No
BASIC category
Hours-of-Service Compliance
Typical fine
Audit-time penalty rather than roadside fine; pattern findings can drag a CR toward conditional

Carriers must keep up to 8 supporting documents per driver per 24-hour period to verify the record of duty status. Severity weight 1 individually — audit-impact is much higher.

§395.11 requires the carrier to keep up to 8 supporting documents per driver per 24-hour period, in five categories: bills of lading and itinerary, dispatch records and trip records, expense receipts (fuel, tolls, lodging), electronic mobile communication records from fleet-management systems, and payroll records. Drivers submit supporting documents within 13 days of generation. The carrier retains for 6 months.

Severity weight + audit impact

Severity weight 1 per finding — low individually. The audit impact is the real cost: §385 compliance reviews routinely sample HOS records, and gaps in supporting documents are how auditors prove RODs were falsified or inflated. A pattern is evidence of inadequate management oversight.

What counts

A supporting document must (i) be generated or received during the 24-hour period in question, and (ii) include enough information to identify the driver and a date/time/location data point. Receipts without driver identification are weaker. Fleet-management messages timestamped against the ELD position log are strongest.

How to prevent it

  • Establish a 13-day driver-submission policy; track submissions per driver per week.
  • Auto-ingest fuel-card transactions where possible — they generate location + time + driver-card-number reliably.
  • For Samsara/Motive customers, supporting documents auto-classify into §395.11 categories from the ELD's fleet-message log.
  • Spot-check a sample of 24-hour periods each month: do the supporting documents corroborate the ROD?

How Roadworthy HQ helps

Roadworthy HQ stores supporting documents under each driver with §395.8(k) 6-month retention. The HOS surface flags any 24-hour period with fewer than the expected supporting docs (1 per 24h floor), and the audit binder export bundles the documents alongside the 7-day RODs.

Related violations

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Roadside findings link to the driver and vehicle, with corrective action documented and surfaced in the audit binder.

Not legal advice · CFR is the authoritative source · SMS Appendix A publishes current severity weights